质量保证协议

Quality Assurance Agreement

Railway Vehicle Industry Contract No.：Seller Signature：

Content

1 GENERAL (4)

2 SELLER QUALIFICATION (4)

2.1Q UALITY S YSTEM (4)

2.2W ELDING C ERTIFICATE (5)

2.3O THER Q UALIFICATION (6)

3 QUALITY PLANNING (6)

3.1Q UALITY P LAN (6)

3.2C ONTRACT K ICK-OFF M EETING (6)

3.3D ESIGN C ONTROL (7)

3.3.1 Design Review (7)

3.3.2 Design Validation (8)

3.3.3 Interface Management (8)

3.3.4 Technical Change (8)

3.3.5（FMECA） (9)

3.3.6RAMS Analysis (9)

4 SOFTWARE (9)

5 FIREPROOF (10)

6 RECORD ARCHIVES (10)

7 PURCHASING (11)

7.1S UB-CONTRACT OF S ELLER (11)

7.2S UB-SUPPLIER L IST OF S ELLER (11)

7.3M ONITORING TO SELLER’S SUB-SUPPLIER BY B UYER (11)

Contract No.：Seller Signature：

8 PRODUCTION (11)

8.1S TART W ORK R EVIEW (11)

8.2S PECIAL W ORK P ROCESS (12)

9 INSPECTION & TEST (12)

9.1G ENERAL OF I NSPECTION AND T EST (12)

9.2I NSPECTION AND T EST P LAN (14)

9.3I NSPECTION &T EST I NSTRUCTION (15)

9.4I NSPECTION R ECORDS &T EST R EPORT (15)

9.5I MPLEMENTATION OF I NSPECTION AND T EST (16)

9.6（FAI） (17)

9.6.1 Pre-condition of FAI (17)

9.6.2 FAI Implementation (17)

9.7R ELEASE I NSPECTION (18)

10 PACKAGING (18)

11 DELIVERY (19)

12 PRODUCT IDENTIFICATION AND TRACEABILITY (19)

12.1P RODUCT I DENTIFICATION (19)

12.2T RACEABILITY (20)

13 NON-CONFORMITY MANAGEMENT (20)

14 LIABILITY (21)

15 ACCESS RIGHT, SITE SUPERVISION, PROCESS AUDIT (21)

16 AFTER-SALES SERVICE (22)

17 LIABILITY FOR BREACH OF CONTRACT (23)

18 DISPUTE SETTLEMENT (27)

Contract No.：Seller Signature：

1 General

In order to promote the supply and demand relations effectively, further clarify the responsibility of both the supply and the demand parties, meet the procurement business contract (hereinafter referred to as the contract) and technical specification requirement, to ensure that the requirements of the railway and urban rail transport security, comfort and on the dot operation, this agreement was formulated specially.

The enterprises those who are willing to become railway vehicle Co., Ltd. qualified supplier, must sign the quality assurance agreement, and strictly comply with them, or can't be company qualified supplier.

2 Seller Qualification

2.1 Quality System

The seller should be approved by the state certificated third part ISO9001:2008(or the equal standard) quality management system certificate, or the pass the other quality management system certificate, such as TS16949, IRIS etc. When the buyer need or required additionally in contract and/or technical specification, the seller should pass the related professional quality management certification, such as EN15085, DIN6701 etc.

The quality management system is applied for various stage of the provided product realization by sellers.

The seller should establish corresponding quality management system and maintain the validity of the QMS before sign the assurance agreement. As well has to pass the certification audit by the state approved third party and get the corresponding certificate, and maintain the validity of the certification.

The establishment, utilize and third party certification has to be finished before the sign of this agreement. During sign the agreement, the seller has to provide a valid latest version QMS certificate (copy is ok). Within the effective period of the contract,

Contract No.：Seller Signature：