Index
ChiNext Price Index
ChiNext TRN Index
Index Code 399006 399606
Base Date 2010/05/31 2010/05/31
Base Point 1000 1000
Launch Date 2010/06/01 2010/06/01
Universe ChiNext Board ChiNext Board
● Non-original constituents rank above the top 70 percentile of the number of constituents will be added to
the index in sequence; ● Original constituents rank above the top 130
percentile of the number of constituents will be prior kept in sequence;
● The number of constituents adjusted shall not exceed 10 percent.
KAIBAO PHARMACEUTICAL
300059 300050 300039
2.26 2.26 1.99
Industries Coverage (2010.05.28)
Constituent Adjustments
By applying buffer zone technology, constituent adjustments are implemented in the first trading day in Januar y, April, July and October each year. Announcements of constituents adjustment are usually published on the first trading days of the second integral trading weeks of the month prior to the implemention of the adjustments:
选样方法
创业板指数的初始成份股为指数发布之日已纳入深证综合 指数计算的全部创业板股票。
在指数样本未满 100 只之前，新上市创业板股票在上市后 第十一个交易日纳入指数计算；在指数样本数量满 100 只以后， 样本数量锁定为 100 只，并依照定期调样规则实施定期调样。
样本选样指标为一段时期（一般为 6 个月）平均流通市值 的比重和平均成交金额的市场占比，并按照 2：1 的权重加权 平均，计算结果后从高到低排序，再参考公司治理结构、经营 状况等因素后，选取创业板指数成份股。
● 排名在样本数 70% 范围之内的非原成份股按顺序入选； ● 排名在 130% 范围之内的原成份股按顺序优先保留； ● 每次样本调整数量不超过样本总数的 10 %。
权重（%） 6.24 4.68 4.30 4.29 3.72 3.18 2.95 2.26 2.26 1.99
创业板指数
ChiNext Index
The 10 largest constituent stocks of ChiNext Index (2010.05.28)
Security Name Security Code Weight（%）
ULTRAPOWER SOFTWARE
NATIONZ TECHNOLOGIES
300002 300077
Selection Methodology
All the stocks listed in ChiNext Board have been selected by SZSE Composite Index on launch date are the original constituents. Before the number of stocks eligible for inclusion achieves 100, newly listed stock will be added into the index on the eleventh trading day; After the number of stocks eligible for inclusion achieves 100, the ratios of daily average float market capitalization and daily average turnover of each stock eligible for inclusion during a period of time (the past six months) are calculated respectively and weighted by 2:1. Refer to the governance and operating situation, those stocks rank in the top 100 are selected as constituents.
创业板指数
ChiNext Index
指数简介
创业板指数从创业板股票中选取 100 只组成样本股，反映创业板市场层次的运行情况。同时，向市场各类投资者提
供更多的跟踪投资目标指数，推进指数基金产品以及丰富证券市场产品品种，满足证券市场进一步发展的需要。
指数名称 创业板指数P 创业板指数R
指数代码 399006 399606
No of Constituents
100 100
Selection Universe
● A share stocks listed in ChiNext Board; ● Stocks listed for a certain period of time ( generally 3 months); ● Stocks of companies without serious violations of regulations or mistakes in financial reports in the most recent year; ● Stocks of well-operated companies without substantial losses in the most recent year; ● Stocks without price manipulation during the review period;
十大权重股 (2010.05.28)
证券名称 神州泰岳 国民技术 碧水源 万邦达 华谊兄弟 爱尔眼科 乐普医疗 东方财富 世纪鼎利 上海凯宝
证券代码 300002 300077 300070 300055 300027 300015 300003 300059 300050 300039
样本调整
创业板指数在样本满 100 只后实施按季定期调样，定期调 样定于每年 1 月、4 月、7 月、10 月的第一个交易日实施，通 常在实施日前一月的第二个完整交易周的第一个交易日公布调 样方案。样本调整时采用如下缓冲区技术：
基日 2010/05/31 2010/05/31
基点 1000 1000
发布日 2010/06/01 2010/06/01
选股范围 创业板A股 创业板A股
样本股数量 100 100
选样空间
● 在深交所创业板上市交易的 A 股； ● 有一定的上市交易日期（一般为三个月）； ● 公司最近一年无重大违规、财务报告无重大问题； ● 公司最近一年经营无异常、无重大亏损RIGINWATER
300070
4.30
WATER BUSINESS
300055
4.29
HUAYI BROTHES
300027
3.72
AIER EYE HOSPITAL
300015
3.18
LEPU MEDICAL
300003
2.95
EAST MONEY
DINGLI COMMUNICATIONS
Index Description
ChiNext Index selects 100 A share stocks listed in China's ChiNext stock market, reflects the overall market situation of ChiNext Board. Meanwhile, the index provides a new tracking target index for the market, and enriches the index fund products and product species in security market, and meets the need of further development of market.