NBCU验厂最新审核文件清单1公司营业执照Business License2工厂平面图Site Layout3环境影响评价报告和批复Environmental Impact Assessment (EIA) and Approval4建设项目环保竣工验收Environmental Protection Check and Acceptance (EPCA)5废水、废气等排放源清单Inventory of All Wastewater and Air Emission Sources6污染物排放许可证Pollution Discharge Permit (PDP)7年度污染物排放申报登记表Annual Pollution Discharge Registration (PDR)8环保监测报告：废水(2.11)、大气污染物(2.15)和厂界噪音(1.7)Pollutant Monitoring Report, including Wastewater/Air Emission/Boundary Noise)9危险废物处置商资质(2.32) Hazardous Waste Handling License10危险废物转移联单(2.32) Hazardous Waste Transfer Manifests11医疗废弃物的转移联单（如适用）(2.37) Medical Waste Manifests12废弃物分类处理培训记录(2.12) Training RecordOn Handling and Separating of Wastes13危废管理、储存和运输的程序及培训记录(2.32) Procedures and Training Records of Inventory Management, Storage, and Transportation for Hazardous Waste14一般废弃物的处置记录(2.12) Records of Non-hazardous Waste Disposal15排水许可证（如适用）Wastewater Discharge Permit (If applicable)16环境污染治理设施运营资质（如适用）Operation License of Pollution Treatment Facility17地下水取水许可证和水资源费缴纳凭据（如适用）Water Use Permit and Proof for Contribution of Water Charge18辐射安全许可证（如适用）Radiation Safety Permit19厂长经理、在职安全主管人员的安全培训证书Certificate of Safety Officer20安全和职业健康/劳动卫生竣工验收批复（“三同时”验收报告）Final Approval of Safety/Health Protection Check and Acceptance (SPCA/HPCA)21安全生产许可证，适用于矿山、建筑施工和危险化学品生产企业Production Safety Permit22职业病危害项目申报登记Occupational Health Hazards Registration23工业卫生监测报告Industrial Hygiene Monitoring Report24员工常规体检报告(1.32) Employee Regular Medical Test25职业病体检报告和定期体检政策，包括岗中，岗前和岗后(2.38) Summary Reports of Occupational Health Check-up, including pre, on and post-employment26食堂卫生许可证/餐饮服务许可证Hygiene Permit for Canteen27食堂工作人员的健康证Certification of Food Handlers28饮用水的检测报告（如适用）Laboratory Safety Test Data on Drinking Water29工伤事故记录和事故调查程序Injuries/Accident Monthly/Yearly Records and Accident Investigation Procedures30风险评估Risk Assessments31急救人员培训证书First Aider Training Certificate32急救人员急救技巧以及血液安全的培训记录（如适用）Training Record on First Aid Techniques and Blood Borne Pathogens Safety33急救箱检查和维护程序First Aid Kit Inspection and Maintenance Program34洗眼器和紧急喷淋装置的检查记录Maintenance Records for Eye Wash and Emergency Showers35特种设备使用登记证和年检报告（锅炉、叉车、吊车/电动葫芦、压力容器、电梯等）Special Equipment Registration and Inspection Reports36特种设备操作证/特种作业上岗证Operational License for Special Equipment/Work37化学品清单及主要化学品使用量或存储量，包括所有使用、储存、处理或生产的化学品An inventory of Chemical including Consumption or Storage Amount of Major Chemicals38剧毒化学品购买凭证（如适用）Proof-of-Purchase of Toxic Chemicals39易制毒化学品购买许可证或备案证明（如适用）Purchase Permit or Registration Certificate of Precursor Chemicals40危险化学品安全生产许可证、安全使用许可证或经营许可证（如适用）Hazardous Chemical Production/Safety Use/ Business Permit41危险化学品运输资质和剧毒化学品运输许可证（如适用）License for Transportation of Hazardous/Toxic chemicals42设备和生产工艺变化后的培训流程和培训纪录Training Update Process & Training records43机器（如电动葫芦等）的常规维护记录Machine Maintenance Record, e.g. Electrical Hoist44机器挂牌上锁程序，以及挂牌上锁的培训LOTO Procedure and LOTO Training Records45其他作业许可程序及培训记录，比如密闭空间进入、登高等Work Procedures and Training Records of Entering Confined Space, Work at Height, etc.46建设项目竣工的消防验收批复/备案证明（包括新、改、扩建项目）Fire Protection Check and Acceptance (FPCA) Approval/Registration47定期消防执法检查记录（公安消防部门，如适用）Regular On-site Inspection Records from Fire Bureau48危险化学品仓库允许存放量（由公安消防部门确定）Maximum Allowable Storage Amount in Hazardous Chemical Warehouse49消防演习记录(1.8)、灭火器使用培训记录(2.36) Fire/Evacuation Drill, Training records on use of Fire Extinguishers50应急预案Emergency Preparedness Plan51报警设备测试记录Maintenance Records of Emergency Alarm Systems劳动用工Labor and Human Right52员工档案，包括员工身份证号码和进厂时间的汇总记录Records of ID Number and Entry Date of Employees53人事招聘和薪资政策Personnel Recruitment and Compensation Policy54保护员工免受歧视和骚扰，以及允许工人自由结社的书面声明/政策Discrimination, Harassment, and Freedom of Association Policies55不使用狱工，抵押劳工，禁锢劳工，以及不强迫用工的政策A Policy to Ensure They Do Not Use Involuntary, Prison, Bonded or Indentured Labor56员工投诉处理流程Dispute Resolution Procedure57工厂所在地最低工资标准的文件Local Government’s Document on Local Minimum Wage58工厂关于计件工资的政策（如适用）Piece Based Wage Policy (If applicable)59过去一年的工人的薪资表Payroll Records at a Minimum of One Year60过去一年的工人的考勤记录Time Records at a Minimum of One Year61过去一年用于发工资的银行对帐单Bank Statement for Employee’s Salary62实习生、未成年工使用情况记录Working Conditions of Intern & Young Labor。