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PE投资协议条款样本(NVCA中英文对照版)

风险投资中的条款清单(样本)中文英文TERM SHEET FOR SERIES A PREFERRED STOCK F INANCING OF [____]公司A系优先股融资条款清单[INSERT COMPANY NAME], INC. [ __, 200_][______,200___] This Term Sheet summarizes the principal terms of the Series A 本条款清单概括了_______公司,一家[特拉华]公司(“公Preferred Stock Financing of [___________], Inc., a [Delaware] 司”)A系优先股融资的主要条款。

考虑到涉及此项投资的投资corporation (theIn consideration of the time and 人已投“Company”).入和将投入的时间和成本,无论此次融资是否完成,本条expense devoted and to be devoted by the Investors w ith respect to this 款清单之限制出售/保密条款、律师及费用条款对公司都具有强制investment, the No Shop/Confidentiality a nd Counsel and Expenses provisions of this Term Sheet shall be binding obligations of the 约束力。

未经各方一致签署并交付的最终协议,本条款清单之其Company whether or not the financing is consummated. No other 他条款不具有强制约束力。

本条款清单并非投资人进行投资的承 legally binding obligations will becreated until definitive agreements 诺,其生效以完成令投资人满意的尽职调查、法律审查和文件签are executed and delivered by all parties. This Term Sheetis not a 署为条件。

本条款清单各方面受[特拉华州]法律管辖。

commitment to invest, and is conditioned o n the completion of due diligence,legal review and documentation that is satisfactory tothe Investors. This Term Sheet shall be governed inall respects b y the laws of the [State of Delaware]. Offering Terms 出资条款:Closing Date: As soon as practicable following the Compan y’s 交割日:当公司接受此条款清单且交割条件完备 acceptance of this Term Sheet and satisfactionof 时即尽快交割(“交割”)。

(若需要 the ConditionsClosing”). 多次交割,请与此写明。

)to Closing (the “[provide for multiple closings if applicable] InvestorNo. 1: [_______] shares ([__]%), Investors: $[_________] 投资人1: [ ]股([ ]%),$[ ] 投资人:Investor No. 2: [_______] shares ([__]%), $[_________]投资人2: [ ]股([ ]%),$[ ] [as well other investors mutually agreed upon by [以及投资人和公司一致同意的其他投 Investors and the Company] 资人]Amount Raised: $[________], [including $[________]from the 融资金额:$[ ],[含由过渡贷款转换的本金及 conversion of principal [and interest] on bridge 1利息$[ ] 1notes]. Price Per Share: $[________] pershare (based on the 每股价格:$[ ] 每股(以下文所列公司资capitalization of the Company setforth below) 本结构表为依据)(“原始购买价”) (the “Original Purchase P rice”). Pre-Money The OriginalPurchase Price is based upon a Valuation: fully-diluted pre-money valuation of $[_____] 原始购买价以充分稀释融资前估价融资前估价:and a fully-diluted post-money valuation of $[_____]和融资后估价$[_____]为基础$[______] (including an employeepool 计算(含充分稀释的融资后资本中员工representing [__]% of the fully-diluted post-股预留[ ]%) money capitalization). The Company’s capit structure before and after Capitalization: 资本结构表:交割前后公司资本结构表请见附件一。

Modify this provision to account for staged investments or investmentsdependent on the achievement of milestones by the Company.1the Closing is set forth as Exhibit A.2 CHARTER 2公司章程 Dividends: [Alternative1: Dividends will be paid on the 股息分配: [可选方案1: 当普通股分配股息 Series A Preferred on an as-converted b asis 时,A系优先股按视为转when, as, and if paid on the Common Stock] 换成普通股参与分配] [Alternative 2: Non-cumulative d ividends w ill [可选方案2: 经董事会宣布,A系be paid on the Series A Preferred in an amount 优先股以每股$[ ]分配 equal to $[_____] per share of Series A Preferred The Charter is a public document, filed with the [Delaware] Secretary of State, that establishes all of the rights, preferences, privileges and 2 restrictions of the Preferred Stock. Note that if the Preferred Stock doesnot have rights, preferences, and privileges materially superior to the Common Stock, then (after Closing) the Company cannot defensibly grant Common Stock options priced at a discount to the Preferred Stock. when and if declared by the Board.] 非累积性股息] [Alternative 3: The Series A Preferred will carry [可选方案3:A系优先股按年利率an annual [__]% cumulative dividend [ ]%分配累积性股息[按年度计利],于算复 [compounded annually], payable upon a公司清算或赎回股份时可分liquidation or redemption. For any other 配。

其他股息或分红,按视为转换成dividends o r distributions, p articipation普通with 33Common Stock on an as-converted basis.]股参与普通股分配]。

In some cases, accrued and unpaid dividends are payable on conversion as well as upon a liquidation event. Most typically, however, dividends 3 are not paid if the preferred is converted. Another alternative is to give the Company the option to pay accrued and unpaid dividends in cash or in common shares valued at fair market value. The latter are referred to as -in-kind) dividends.“PIK” (paymentLiquidation In the event of any liquidation, dissolution or 公司如因任何原因清算、解散或停业清算优先受偿权:Preference: winding up of the Company, t he proceeds s hall 清理过程,公司收益将作如下分配: be paid as follows: [Alternative 1 (non-participating Preferred [可选方案1(优先股不参与分配):Stock): First pay [one] times the Original 首先,每股A系优先股按[一]倍原始购 Purchase Price [plus accrued dividends] [plus declared and unpaid dividends] on each share of 买价[加累计股息][加已宣布但未付股 Series A Preferred. The balance of any proceeds 息]分配。

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